Lawrence R. Goodfriend
Professional summary
Lawrence Ross Goodfriend, who also goes by Lawrence Goodfriend, is a registered financial advisor currently at COMPOSITION WEALTH, LLC located in Santa Monica, California.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lawrence has worked at 2 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Ross Goodfriend's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2016 - Present
COMPOSITION WEALTH, LLC
Office #1: 1299 Ocean Ave., #333, Santa Monica, CA 90401July 2, 2009 - December 31, 2016
OCEAN AVENUE CAPITAL ADVISORS, INC.
October 31, 2008 - May 24, 2009
OCEAN AVENUE CAPITAL ADVISORS, INC.
Primary Firm SEC Registration
COMPOSITION WEALTH, LLC
CRD#: 143483 / SEC#: 801-74711
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2016)
Exams
Current Firm
COMPOSITION WEALTH, LLC
CRD#: 143483 / SEC#: 801-74711
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,671 |
| AUM (Assets Under Management) | $ 6,714,187,844 |
Red Flags
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