Haiyang Zhang

CHECCHI CAPITAL ADVISERS

Beverly Hills, CA 90212

Some features on this profile are disabled

CRD#: 5568795

Professional summary

Haiyang Zhang is a registered financial advisor currently at CHECCHI CAPITAL ADVISERS, LLC located in Beverly Hills, California.

Haiyang is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Haiyang has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haiyang Zhang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2020 - Present

CHECCHI CAPITAL ADVISERS, LLC

Office #1: 9720 Wilshire Blvd Suite 400, Beverly Hills, CA 90212

RIA

CRD#: 143478

Beverly Hills, CA

Past

February 7, 2013 - November 11, 2020

ARBOR COURT CAPITAL, LLC

CRD#: 143839

Beverly Hills, CA

Past

November 3, 2008 - February 16, 2011

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHECCHI CAPITAL ADVISERS, LLC

CRD#: 143478 / SEC#: 801-67727

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2008

General Securities Representative Examination

Current Firm

CHECCHI CAPITAL ADVISERS, LLC

CRD#: 143478 / SEC#: 801-67727

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9720 Wilshire Blvd Suite 400, Beverly Hills, CA 90212

Mailing Address

Phone number

(310) 432-0010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (11/10/2025)

Regulatory assets under management

Total Number of Accounts	1,198
AUM (Assets Under Management)	$ 2,312,300,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Haiyang Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haiyang Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR COURT CAPITAL, LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

CHECCHI CAPITAL ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2020

Series 63

Date: 4/22/2009

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2008

Current Firm

CHECCHI CAPITAL ADVISERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHECCHI CAPITAL ADVISERS, LLC

TRUST BUT VERIFY

Similar Advisors