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CS

Christopher T. Stakley

STEFFES FINANCIAL, LTD
Overland Park, KS 66210
Some features on this profile are disabled
CRD#: 5568433
CS

Professional summary

Christopher Thomas Stakley, AIF®, CFP®, who also goes by Chris Thomas Stakley, Christopher Stakley, is a registered financial advisor currently at STEFFES FINANCIAL, LTD located in Overland Park, Kansas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christopher has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Thomas Stakley | Christopher Stakley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Stakley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

September 26, 2014 - Present

STEFFES FINANCIAL, LTD

Office #1: 8655 College Blvd Suite 101, Overland Park, KS 66210
RIA
CRD#: 134530
Overland Park, KS
Past

September 3, 2014 - December 31, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
OVERLAND PARK, KS
Past

September 8, 2010 - September 2, 2014

FIRST NATIONAL CAPITAL MARKETS

RIA
CRD#: 115920
OVERLAND PARK, KS
Past

June 7, 2010 - September 2, 2014

FIRST NATIONAL CAPITAL MARKETS

BD
CRD#: 115920
OVERLAND PARK, KS
Past

May 4, 2010 - June 2, 2010

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
OVERLAND PARK, KS
Past

July 29, 2008 - August 14, 2009

NEW ENGLAND SECURITIES

BD
CRD#: 615
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STEFFES FINANCIAL, LTD
STEFFES FINANCIAL, LTD

CRD#: 134530 / SEC#: 801-64179

RIA
Registered Investment Advisory firm - (4/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(9/26/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/7/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/2/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/28/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
STEFFES FINANCIAL, LTD
STEFFES FINANCIAL, LTD

CRD#: 134530 / SEC#: 801-64179

RIA
Registered Investment Advisory firm - (4/15/2005 Approved)
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Contact information

Main Address
8655 College Blvd Suite 101, Overland Park, KS 66210
Mailing Address
Phone number
(913) 722-1111
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STEFFES FINANCIAL, LTD. FORM ADV PART 2A FIRM BROCHURE (1/14/2025)

Regulatory assets under management

Total Number of Accounts653
AUM (Assets Under Management)$ 537,120,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEFFES FINANCIAL, LTD

CRD#: 134530Overland Park, KS 66210

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