DC
David E. Crowle
DOCK STREET CAPITAL MANAGEMENT LLC
Westport, CT 06880
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CRD#: 5566519
DC
Professional summary
David Edward Crowle, who also goes by David E Crowle, is a registered financial advisor currently at DOCK STREET CAPITAL MANAGEMENT LLC located in Westport, Connecticut and BEECH HILL SECURITIES, INC. located in Westport, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. David has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David E Crowle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DOCK STREET CAPITAL LLC, 575-B RIVERSIDE AVE WESTPORT CT 06880, RIA, MANAGING PARTNER, START DATE: 02/2009. APPROX # OF HRS PER MONTH TO BUSINESS: 160, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 8. DUTIES: ASSET MANAGEMENT/LIQUIDATION SERVICES COMPENSATION: BASE & BONUS COMPENSATION INVESTMENT RELATED: YES PUBLIC COMPANY: NO TCDC, LLC, 134 POPES ISLAND ROAD MILFORD, CT 06461, RENTAL PROPERTY HOLDING COMPANY, MEMBER, START DATE: 09/2013. APPROX # OF HRS PER MONTH TO BUSINESS: 2, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0. DUTIES: RENTAL PROPERTY MANAGER COMPENSATION: RENTAL INCOME INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA RUNNER III, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER, START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA RUNNER IV, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO NARROW LANE, LLC , 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2018. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO BREEZIN, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER, START DATE: 06/2021. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO COOL BREEZE I, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 08/2021 APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO SEA BREEZE, LLC, 134 POPES ISLAND ROAD, MILFORD CT 06461, VESSEL CHARTER REVENUE, MEMBER START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 42, APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 30 DUTIES: VESSEL MANAGEMENT COMPENSATION: CHARTER REVENUE INVESTMENT RELATED: NO PUBLIC COMPANY: NO CASWELL COVE MARINA, LLC, 275 POPES ISLAND ROAD MILFORD, CT 06461, MARINA BOARD SEAT MEMBER START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 2 APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0 DUTIES: COMPENSATION: $0: NO PUBLIC COMPANY: NO MILESTONES BEHAVIORAL SERVICES INC, 399 BOSTON POST ROAD ORANGE CT 06477, BOARD SEAT MEMBER: START DATE: 06/2022. APPROX # OF HRS PER MONTH TO BUSINESS: 2 APPROX # OF HRS PER MONTH TO BUSINESS DURING SECURITIES TRADING HRS: 0 DUTIES: COMPENSATION: $0: NO PUBLIC COMPANY: NO
CRS (Client Relationship Summary) - RIA
Click below to view David Edward Crowle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2012 - Present
DOCK STREET CAPITAL MANAGEMENT LLC
Office #1: 575-b Riverside Avenue, Westport, CT 06880RIA
CRD#: 157155
Westport, CT
Current
December 14, 2020 - Present
BEECH HILL SECURITIES, INC.
Office #1: 575-b Riverside Avenue, Westport, CT 06880BD
CRD#: 24771
Westport, CT
Past
January 28, 2015 - September 2, 2020
CROSS POINT CAPITAL LLC
BD
CRD#: 136223
WESTPORT, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DS
DOCK STREET CAPITAL MANAGEMENT LLC
DOCK STREET CAPITAL MANAGEMENT LLC
CRD#: 157155 / SEC#: 801-77192
RIA
Registered Investment Advisory firm - (10/3/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/3/2024)
IAR
Connecticut(10/8/2012)
RR
Connecticut(12/14/2020)
RR
Delaware(10/1/2025)
RR
Massachusetts(3/7/2023)
RR
New York(12/14/2020)
RR
Pennsylvania(12/5/2024)
RR
Texas(1/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DS
DOCK STREET CAPITAL MANAGEMENT LLC
DOCK STREET CAPITAL MANAGEMENT LLC
CRD#: 157155 / SEC#: 801-77192
RIA
Registered Investment Advisory firm - (10/3/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
575-b Riverside Avenue, Westport, CT 06880
Mailing Address
Phone number
(212) 457-8258
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 1,330,710,296 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DOCK STREET CAPITAL MANAGEMENT LLC
CRD#: 157155Westport, CT 06880TRUST BUT VERIFY
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