Omero C. Catan
Professional summary
Omero Cesere Catan IV, who also goes by Omero Cesere Catan IV, Omero Catan, Omero Cesere Catan, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Kingston, New York and NYLIFE SECURITIES LLC located in White Plains, New York.
Omero is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Omero has worked at 3 firms and has passed the Series 66, Series 52TO, Series 7TO, SIE, Series 6, Series 11, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Omero Cesere Catan IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2021 - Present
EAGLE STRATEGIES LLC
Office #2: 44 South Broadway, White Plains, NY 10601March 1, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601October 20, 2015 - March 8, 2018
NYLIFE DISTRIBUTORS LLC
August 20, 2008 - August 5, 2015
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2025)
(7/25/2025)
(7/17/2023)
(10/4/2023)
Exams
Series 52TO
Date: 7/11/2022
Municipal Securities Representative ExaminationSeries 7TO
Date: 10/1/2019
General Securities Representative ExaminationSeries 11
Date: 8/19/2008
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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