Brendan T. Sheehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Timothy Sheehan, who also goes by Brendan Sheehan, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 2008. Brendan had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2013 - December 31, 2015
LEGACY INVESTMENT ADVISORS, LLC
November 15, 2013 - December 31, 2014
STURDIVANT & CO. INC
February 1, 2012 - December 6, 2013
ALLSTATE FINANCIAL SERVICES, LLC
June 17, 2010 - November 18, 2011
PNC WEALTH MANAGEMENT LLC
June 17, 2010 - November 18, 2011
PNC WEALTH MANAGEMENT LLC
October 27, 2008 - March 19, 2010
WELLS FARGO CLEARING SERVICES, LLC
October 13, 2008 - March 19, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGACY INVESTMENT ADVISORS, LLC
CRD#: 144477 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 27,008,703 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
