Brian D. Drolet

PRESTIGE WEALTH MANAGEMENT

SOUTHLAKE, TX 76092

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CRD#: 5564860

Professional summary

Brian David Drolet is a registered financial advisor currently at PRESTIGE WEALTH MANAGEMENT located in Southlake, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TIME SPENT = 20 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Drolet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

PRESTIGE WEALTH MANAGEMENT

Office #1: 2011 Kirkwood Blvd. Suite 100, Southlake, TX 76092

RIA

CRD#: 336264

SOUTHLAKE, TX

Past

November 8, 2024 - September 4, 2025

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

SOUTHLAKE, TX

Past

June 14, 2024 - June 5, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SOUTHLAKE, TX

Past

June 14, 2024 - June 5, 2025

OSAIC WEALTH, INC.

CRD#: 23131

SOUTHLAKE, TX

Past

August 16, 2022 - November 8, 2024

ARBOR POINT ADVISORS

RIA

CRD#: 165127

SOUTHLAKE, TX

Past

October 28, 2020 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SOUTHLAKE, TX

Past

October 27, 2020 - October 27, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SOUTHLAKE, TX

Past

October 27, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

SOUTHLAKE, TX

Past

June 28, 2018 - November 4, 2020

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Colleyville, TX

Past

June 28, 2018 - November 4, 2020

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Colleyville, TX

Past

April 14, 2015 - July 2, 2018

OSAIC SERVICES, INC.

RIA

CRD#: 133763

COLLEYVILLE, TX

Past

March 9, 2015 - July 2, 2018

OSAIC SERVICES, INC.

CRD#: 133763

COLLEYVILLE, TX

Past

October 1, 2014 - February 23, 2015

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

KELLER, TX

Past

August 15, 2014 - September 17, 2014

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 7, 2011 - August 22, 2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

ARLINGTON, TX

Past

September 8, 2008 - August 22, 2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRESTIGE WEALTH MANAGEMENT

PRESTIGE WEALTH MANAGEMENT | PRESTIGE WEALTH MANAGEMENT, INC.

CRD#: 336264 / SEC#: 801-132868

RIA

Registered Investment Advisory firm - (5/28/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/24/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/6/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRESTIGE WEALTH MANAGEMENT

PRESTIGE WEALTH MANAGEMENT | PRESTIGE WEALTH MANAGEMENT, INC.

CRD#: 336264 / SEC#: 801-132868

RIA

Registered Investment Advisory firm - (5/28/2025 Approved)

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Contact information

Main Address

2011 Kirkwood Blvd. Suite 100, Southlake, TX 76092

Mailing Address

Phone number

(817) 637-8121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (9/4/2025)

2A BROCHURE (9/4/2025)

Regulatory assets under management

Total Number of Accounts	759
AUM (Assets Under Management)	$ 118,820,191

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Drolet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Drolet's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC ADVISORY SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

ARBOR POINT ADVISORS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUMMIT BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

PRESTIGE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2011

Series 63

Date: 11/8/2008

Series 7TO

Date: 4/24/2022

SIE

Date: 10/1/2018

Series 6

Date: 9/6/2008

Current Firm

PRESTIGE WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRESTIGE WEALTH MANAGEMENT

TRUST BUT VERIFY

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