Benjamin Wood
Professional summary
Benjamin Wood, who also goes by Benjamin Becker Wood, is a registered financial advisor currently at CLEARBRIDGE INVESTMENTS, LLC located in New York, New York and FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2019 - Present
CLEARBRIDGE INVESTMENTS, LLC
Office #1: One Madison Avenue 18th Floor, New York, NY 10010October 29, 2019 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078April 2, 2012 - October 23, 2019
WELLS FARGO CLEARING SERVICES, LLC
November 18, 2011 - October 23, 2019
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CLEARBRIDGE INVESTMENTS, LLC
CRD#: 137028 / SEC#: 801-64710
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2019)
(1/5/2022)
(10/29/2019)
(1/17/2024)
(10/29/2019)
(10/29/2019)
(1/16/2020)
Exams
FINRA
Current Firm
CLEARBRIDGE INVESTMENTS, LLC
CRD#: 137028 / SEC#: 801-64710
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 122,375 |
| AUM (Assets Under Management) | $ 180,788,611,945 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 11/20/2023 | ||
| 01/27/2023 |
Red Flags
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