Lenny D. Carver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lenny Dale Carver, who also goes by Lenny D Carver, was a registered financial professional .
Lenny is a previously registered financial professional and started their career in finance in 2008. Lenny had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2018 - March 2, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
August 10, 2017 - January 7, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
July 5, 2016 - August 14, 2017
BANKERS LIFE ADVISORY SERVICES, INC.
June 29, 2016 - August 14, 2017
BANKERS LIFE SECURITIES, INC.
November 26, 2014 - June 27, 2016
CORNERSTONE WEALTH MANAGEMENT, LLC
July 14, 2014 - April 19, 2016
LPL FINANCIAL LLC
May 15, 2012 - June 18, 2014
U.S. BANCORP INVESTMENTS, INC.
May 15, 2012 - June 18, 2014
U.S. BANCORP INVESTMENTS, INC.
January 12, 2009 - May 9, 2012
EDWARD JONES
October 21, 2008 - May 9, 2012
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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