PR
Pooja Raju-shankar
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
BOSTON, MA 02210
Some features on this profile are disabled
CRD#: 5562949
PR
Professional summary
Pooja Raju-shankar, who also goes by Pooja Raju, Pooja Shankar, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Pooja is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Pooja has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pooja Raju | Pooja Shankar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Pooja Raju-shankar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2024 - Present
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
Office #1: 245 Summer Street, Boston, MA 02210RIA
CRD#: 301896
BOSTON, MA
Current
April 26, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210BD
CRD#: 7784
Boston, MA
Past
March 17, 2022 - April 15, 2022
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
March 23, 2021 - March 10, 2022
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
NEWTON, MA
Past
June 17, 2015 - March 10, 2022
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
NEWTON, MA
Past
July 2, 2013 - May 27, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOSTON, MA
Past
December 19, 2011 - May 20, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CHAGRIN FALLS, OH
Past
September 21, 2010 - August 11, 2011
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
RIA
Registered Investment Advisory firm - (6/28/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/26/2022)
RR
Alaska(4/26/2022)
RR
Arizona(4/26/2022)
RR
Arkansas(4/26/2022)
RR
California(4/26/2022)
RR
Colorado(4/26/2022)
RR
Connecticut(4/26/2022)
RR
Delaware(4/26/2022)
RR
District of Columbia(4/26/2022)
RR
Florida(4/26/2022)
RR
Georgia(4/26/2022)
RR
Hawaii(4/26/2022)
RR
Idaho(4/26/2022)
RR
Illinois(4/26/2022)
RR
Indiana(4/26/2022)
RR
Iowa(4/26/2022)
RR
Kansas(4/26/2022)
RR
Kentucky(4/26/2022)
RR
Louisiana(4/26/2022)
RR
Maine(4/26/2022)
RR
Maryland(4/26/2022)
RR
Massachusetts(4/26/2022)
IAR
Massachusetts(2/15/2024)
RR
Michigan(4/26/2022)
RR
Minnesota(4/26/2022)
RR
Mississippi(4/26/2022)
RR
Missouri(4/26/2022)
RR
Montana(4/26/2022)
RR
Nebraska(4/26/2022)
RR
Nevada(4/26/2022)
RR
New Hampshire(4/26/2022)
RR
New Jersey(4/26/2022)
RR
New Mexico(4/26/2022)
RR
New York(4/26/2022)
RR
North Carolina(4/26/2022)
RR
North Dakota(4/26/2022)
RR
Ohio(4/27/2022)
RR
Oklahoma(4/26/2022)
RR
Oregon(4/26/2022)
RR
Pennsylvania(4/26/2022)
RR
Puerto Rico(4/26/2022)
RR
Rhode Island(4/26/2022)
RR
South Carolina(4/26/2022)
RR
South Dakota(4/26/2022)
RR
Tennessee(4/26/2022)
RR
Texas(4/26/2022)
RR
Utah(4/26/2022)
RR
Vermont(4/26/2022)
RR
Virgin Islands(4/26/2022)
RR
Virginia(4/26/2022)
RR
Washington(4/26/2022)
RR
West Virginia(4/26/2022)
RR
Wisconsin(4/26/2022)
RR
Wyoming(4/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
RIA
Registered Investment Advisory firm - (6/28/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
245 Summer Street, Boston, MA 02210
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
194
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 6,468,261,663 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896Boston, MA 02210TRUST BUT VERIFY
Monitor Pooja Raju-shankar
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
