RH
Robert J. Hooks
TRUIST ADVISORY SERVICES
ASHEVILLE, NC 28801
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CRD#: 5562935
RH
Professional summary
Robert Joseph Hooks JR, who also goes by Rob Hooks, Robert Hooks, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Asheville, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Asheville, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Hooks | Robert Hooks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NORTH CAROLINA LITTLE LEAGUE DISTRINCT 5 POSITION: Board Member-assistant district administrator NATURE: Ad hoc member of a put together board of district 5 North Carolina little league. My role is assistant to the District Administrator, but it's just to help the other little leagues in our district. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: Asheville NC, United States DESCRIPTION: Help other little leagues in our district with any questions or needs that might come up. Help our district be successful. NORTH ASHEVILLE LITTLE LEAGUE POSITION: Board Member NATURE: North Asheville Little League (NALL). Local Little League Baseball Organization. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2021 ADDRESS: Asheville NC, United States DESCRIPTION: I would be serving on the board doing many different things. Could be evaluating players-working with coaches-helping review and write rules etc.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Hooks JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 301 College St Ste 210, Asheville, NC 28801RIA
CRD#: 283390
ASHEVILLE, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 301 College St Ste 210, Asheville, NC 28801BD
CRD#: 17499
Asheville, NC
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
January 10, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
ASHEVILLE, NC
Past
October 28, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
ASHEVILLE, NC
Past
September 9, 2008 - September 20, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ASHEVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/3/2025)
RR
Alaska(11/3/2025)
RR
Arizona(2/17/2021)
RR
Arkansas(11/3/2025)
RR
California(11/3/2025)
RR
Colorado(11/3/2025)
RR
Connecticut(2/17/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(10/12/2021)
RR
Idaho(2/17/2021)
RR
Illinois(11/3/2025)
RR
Indiana(11/3/2025)
RR
Kentucky(2/17/2021)
RR
Louisiana(11/3/2025)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(11/3/2025)
RR
Minnesota(10/12/2021)
RR
Mississippi(11/3/2025)
RR
Missouri(11/3/2025)
RR
Montana(2/17/2021)
RR
Nevada(7/17/2024)
RR
New Jersey(2/17/2021)
RR
New Mexico(11/3/2025)
RR
New York(11/3/2025)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(11/3/2025)
RR
Oregon(2/17/2021)
RR
Pennsylvania(11/3/2025)
RR
South Carolina(2/17/2021)
RR
Tennessee(11/3/2025)
RR
Texas(11/3/2025)
RR
Utah(10/12/2021)
RR
Vermont(11/5/2025)
RR
Virginia(2/17/2021)
RR
Washington(11/3/2025)
RR
West Virginia(11/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Asheville, NC 28801TRUST BUT VERIFY
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