Jayce J. Wallace

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Clarence, NY 14031

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CRD#: 5562375

Professional summary

Jayce J Wallace, AIF®, CFP® is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Clarence, New York and LASALLE ST SECURITIES, L.L.C. located in Clarence, New York.

Jayce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jayce has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

* INSURANCE SALES, AGENT, START 2008, 10 HOURS PER MONTH DEVOTED TO ACTIVITY, NON-INVESTMENT RELATED, SELL LIFE, ACCIDENT, HEALTH AND P&C INSURANCE PRODUCTS. * INTERNATIONAL JUNIOR MASTERS GOLF TOURNAMENT, EAST AURORA, NY, START 1/2015, COMMITTEE MEMBER, 2 HOURS PER MONTH. NO COMPENSATION. * EMERLING, FLOSS, MURPHY & ASSOCIATES, 21.5% OWNER/PARTNER SINCE 7/1/20, 9092 MAIN STREET, CLARENCE, NY, INSURANCE PRODUCTS, 100 HOURS PER MONTH. * East Aurora Country Club - Board Member. Term is 2024-2026. 10 hours per month. Not investment related. First Aurora Financial Group

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jayce J Wallace's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

February 3, 2025 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 9092 Main Street, Clarence, NY 14031

RIA

CRD#: 109701

Clarence, NY

Current

February 3, 2025 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 9092 Main St. , Clarence, NY 14031

CRD#: 7191

Clarence, NY

Past

May 4, 2021 - February 5, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Clarence, NY

Past

February 20, 2014 - February 5, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

Clarence, NY

Past

January 27, 2012 - February 24, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

AMHERST, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/3/2025)

IAR

California
(2/3/2025)

Florida
(2/3/2025)

IAR

Florida
(3/5/2025)

New York
(2/3/2025)

IAR

New York
(2/3/2025)

Pennsylvania
(2/3/2025)

Texas
(2/3/2025)

IAR

Texas
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/1/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/31/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/26/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jayce J. Wallace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jayce J Wallace's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/2012

Series 7TO

Date: 3/31/2025

SIE

Date: 10/1/2018

Series 6

Date: 1/26/2012

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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