MR
Matthew R. Reese
INDEPENDENCE SQUARE HOLDINGS
Carlsbad, CA 92008
Some features on this profile are disabled
CRD#: 5561936
MR
Professional summary
Matthew Ryan Reese is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in Carlsbad, California.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Matt Reese, CPA; Investment Related: No; Address: 2173 Salk Avenue, Suite 250, Carlsbad, CA 92008; Nature of Business: Tax Preparation and Bookkeeping; Position/Title: CPA and owner; Start Date: 03/2023; hours spent: 160 hours; hours during securities trading hours: 160 hours. Duties: Tax Preparation and Bookkeeping, owner. Name: Advanced Piping Products Inc.; Investment Related: No; Address: 5611 Guhn Rd. Suite A1 Houston, TX 77040; Nature of Business: The Manufacturing of metal and plastic parts, primarily for oil and gas refineries; Position/Title: Owner and Vice President of the board; Start Date: 01/2012; hours spent: 10 hours; hours during securities trading hours: 10 hours. Duties: Vice President of the Board. Name: Independence Square Advisors; Investment Related: Yes; Address: 2173 Salk Avenue, Suite 250, Carlsbad, CA 92008; Nature of Business: DBA for Registered Investment Adviser; Position/Title: Promoter; Start Date: 10/2023; hours spent: 10 hours; hours during securities trading hours: 10 hours. Duties: Promoter has a written agreement with Adviser under which the Promoter refers prospective clients to Adviser in exchange for a referral fee from Adviser. Promoter acts in a referral capacity only; therefore, the Promoter is not authorized to provide investment advice to you or manage/assist Adviser with the management of your advisory account. The referral fee is being paid to the Promoter for referral services only.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ryan Reese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2023 - Present
INDEPENDENCE SQUARE HOLDINGS, LLC
Office #1: 2173 Salk Avenue Suite 250, Carlsbad, CA 92008RIA
CRD#: 300139
Carlsbad, CA
Past
August 29, 2011 - January 9, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
October 8, 2008 - October 21, 2009
KERN, SUSLOW SECURITIES, INC.
BD
CRD#: 24755
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/30/2023)
Exams
General Industry/Product Exam
Current Firm
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
150 South Warner Road Suite 300, King Of Prussia, PA 19406
Mailing Address
Phone number
(610) 520-1500
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 1,488,010,409 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
