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DM

David M. Modiano

LIVINGFREE SECURITIES
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 5561796
DM

Professional summary

David Michael Modiano is a registered financial professional currently at LIVINGFREE SECURITIES, LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 2009. David has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Modiano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2023 - Present

LIVINGFREE SECURITIES, LLC

Office #1: 443 N. Clark Street, Chicago, IL 60654
BD
CRD#: 325166
Chicago, IL
Past

July 6, 2022 - October 5, 2023

STONELIVING SECURITIES, LLC

BD
CRD#: 153565
WEST PALM BEACH, FL
Past

August 17, 2012 - April 5, 2022

CITY CAPITAL ADVISORS, LLC

BD
CRD#: 143528
CHICAGO, IL
Past

September 14, 2010 - July 6, 2012

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RESTON, VA
Past

September 15, 2009 - April 9, 2010

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/30/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/30/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LIVINGFREE SECURITIES, LLC
LIVINGFREE SECURITIES, LLC

CRD#: 325166 / SEC#: , 8-71055

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
443 N. Clark Street, Chicago, IL 60654
Mailing Address
443 N. Clark Street, Chicago, IL 60654
Phone number
(312) 670-5918
Established
Delaware since 11/14/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ONE WORLDWIDE, LLCMEMBER
BOZZELLI, ANDREW NICHOLAS JOSEPHEXECUTIVE REP.5873979
BRANT, DAVID ROBERTFINOP, POO, PFO2718478
MOSKAL, JAMES MARTINCCO4281870

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIVINGFREE SECURITIES, LLC

CRD#: 325166Chicago, IL 60654

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