Matthew S. Shapiro

PLATFORM TECHNOLOGY PARTNERS

Woodbury, NY 11797

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CRD#: 5561680

Professional summary

Matthew S Shapiro is a registered financial advisor currently at PLATFORM TECHNOLOGY PARTNERS located in Woodbury, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Shapiro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2020 - Present

PLATFORM TECHNOLOGY PARTNERS

Office #1: 135 Crossways Park Drive Suite 104, Woodbury, NY 11797

RIA

CRD#: 305602

Woodbury, NY

Past

March 12, 2013 - March 13, 2013

SANFORD C. BERNSTEIN & CO., LLC

RIA

CRD#: 104474

NEW YORK, NY

Past

November 2, 2011 - July 19, 2019

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

December 8, 2008 - July 19, 2019

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLATFORM TECHNOLOGY PARTNERS

NORTHEAST PRIVATE WEALTH MANAGEMENT | PLATFORM TECHNOLOGY PARTNERS LLC | PLATFORM TECHNOLOGY PARTNERS

CRD#: 305602 / SEC#: 801-117439

RIA

Registered Investment Advisory firm - (10/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/24/2020)

IAR

New York
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/16/2013

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/5/2008

General Securities Representative Examination

Current Firm

PLATFORM TECHNOLOGY PARTNERS

NORTHEAST PRIVATE WEALTH MANAGEMENT | PLATFORM TECHNOLOGY PARTNERS LLC | PLATFORM TECHNOLOGY PARTNERS

CRD#: 305602 / SEC#: 801-117439

RIA

Registered Investment Advisory firm - (10/7/2019 Approved)

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Contact information

Main Address

475 Fifth Ave Suite 1501, New York, NY 10017

Mailing Address

Phone number

(212) 444-2362

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLATFORM TECHNOLOGY PARTNERS FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,939
AUM (Assets Under Management)	$ 1,090,849,298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew S. Shapiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Shapiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANFORD C. BERNSTEIN & CO., LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

PLATFORM TECHNOLOGY PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2011

Series 63

Date: 1/17/2009

SIE

Date: 10/1/2018

Series 31

Date: 4/16/2013

Series 7

Date: 12/5/2008

Current Firm

PLATFORM TECHNOLOGY PARTNERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLATFORM TECHNOLOGY PARTNERS

TRUST BUT VERIFY

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