Ashley A. Grant
Professional summary
Ashley Ann Grant, CFP®, who also goes by Ashley A Conway, Ashley Conway, Ashley Ann Conway, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Ashley is registered as a RR (Registered Representative) and started their career in finance in 2008. Ashley has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashley Ann Grant's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210Office #2: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246July 24, 2021 - June 4, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 4, 2021 - June 7, 2021
EAGLE STRATEGIES LLC
December 5, 2020 - June 7, 2021
NYLIFE SECURITIES LLC
November 5, 2019 - September 30, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 13, 2018 - November 4, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 15, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
February 7, 2012 - March 14, 2018
STRATEGIC ADVISERS LLC
October 2, 2008 - September 29, 2020
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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