Derrick L. Whitfield
Professional summary
Derrick Lee Whitfield is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Derrick is registered as a RR (Registered Representative) and started their career in finance in 2008. Derrick has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derrick Lee Whitfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2024 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201November 16, 2016 - August 22, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 16, 2015 - November 8, 2016
INTL FCSTONE CREDIT TRADING LLC
October 3, 2008 - June 29, 2011
CANACCORD GENUITY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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