Tishan W. Gamage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tishan W Gamage, who also goes by Tishan Gamage Wickramanayake, Tish Wicky, was a registered financial professional .
Tishan is a previously registered financial professional and started their career in finance in 2009. Tishan had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2009 - March 22, 2013
NSM SECURITIES, INC.
February 12, 2009 - March 23, 2009
AURA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NSM SECURITIES, INC.
CRD#: 134357 / SEC#: , 8-67150
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
