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JM

John Mcginty Jr.

FIDELITY DISTRIBUTORS COMPANY
SMITHFIELD, RI
·CRD# 5560420·6 years experience

Professional Summary

John Mcginty JR., who also goes by John B Mcginty Jr., John B Mcginty, John Bernard Mcginty Jr., John Mcginty, John Bernard Mcginty Jr, is a registered financial advisor currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Smithfield, Rhode Island and NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island. John is registered as a RR (Registered Representative) and started their career in finance in 2020. John has worked at 3 firms and has passed...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John B Mcginty Jr., John B Mcginty, John Bernard Mcginty Jr., John Mcginty, John Bernard Mcginty Jr

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
900 Salem Street, Smithfield, RI 02917
July 13, 2020 - Present
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
900 Salem Street, Smithfield, RI 02917
November 2, 2020 - Present
DIGITAL BROKERAGE SERVICES LLC·CRD# 308213
BD
245 Summer Street, Boston, MA 02210
March 1, 2021 - Present

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Current Firm

DB
DIGITAL BROKERAGE SERVICES LLC

DIGITAL BROKERAGE SERVICES LLC

CRD#: 308213 / SEC#: 8-70512
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

499 Washington Blvd, Jersey City, NJ 07310

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone Number

(833) 327-3444

Established

Delaware since 02/27/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER—
CULLARO, GIUSEPPEPRESIDENT, CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER4738727
MCGINTY, JOHN JR.CHIEF COMPLIANCE OFFICER5560420
RHODES, NOAH BUTLERPRINCIPAL FINANCIAL OFFICER6546392
WEAVER, BRYAN ROBERTCHIEF LEGAL OFFICER2933941

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2021About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2020About the SIE exam

Series 14 — Compliance Officer Examination

Passed May 2024About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Sep 2020About the Series 24 exam
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New York Stock Exchange
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CRS (Client Relationship Summary) - BD

Click below to view John Mcginty JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JM
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