Ryan A. Berman

CHESAPEAKE ASSET MANAGEMENT LLC

NEW YORK, NY 10022

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CRD#: 5560278

Professional summary

Ryan Adam Berman is a registered financial advisor currently at CHESAPEAKE ASSET MANAGEMENT LLC located in New York, New York.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Adam Berman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2022 - Present

CHESAPEAKE ASSET MANAGEMENT LLC

Office #1: 126 E 56th St Suite 410, New York, NY 10022

RIA

CRD#: 108994

NEW YORK, NY

Past

August 10, 2017 - April 25, 2022

CHERRY LANE CAPITAL LLC

RIA

CRD#: 288397

BOCA RATON, FL

Past

April 26, 2013 - August 11, 2017

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

March 27, 2013 - August 11, 2017

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHESAPEAKE ASSET MANAGEMENT LLC

CRD#: 108994 / SEC#: 801-55211

RIA

Registered Investment Advisory firm - (2/5/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/22/2023)

IAR

New York
(4/14/2022)

IAR

Texas
(4/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2013

General Securities Representative Examination

Current Firm

CHESAPEAKE ASSET MANAGEMENT LLC

CRD#: 108994 / SEC#: 801-55211

RIA

Registered Investment Advisory firm - (2/5/1998 Approved)

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Contact information

Main Address

126 E 56th St Suite 410, New York, NY 10022-3613

Mailing Address

Phone number

(212) 218-4040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHESAPEAKE ASSET MANAGEMENT - ADV 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 721,316,872

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
12/05/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan A. Berman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Adam Berman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHERRY LANE CAPITAL LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

CHESAPEAKE ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2013

SIE

Date: 8/11/2017

Series 7

Date: 3/26/2013

Current Firm

CHESAPEAKE ASSET MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHESAPEAKE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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