David T. Faulkner
Professional summary
David Thomas Faulkner, who also goes by David T Faulkner, is a registered financial professional currently at GREENHILL & CO., LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2010. David has worked at 3 firms and has passed the Series 63, Series 79, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Thomas Faulkner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2022 - Present
GREENHILL & CO., LLC
Office #1: 1271 Avenue Of The Americas, New York, NY 10020August 27, 2018 - June 6, 2022
MILLER BUCKFIRE & CO., LLC
February 10, 2010 - January 9, 2017
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2022)
Exams
FINRA
Current Firm
GREENHILL & CO., LLC
CRD#: 40290 / SEC#: , 8-49000
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENHILL & CO., INC. | OWNER | |
| DALY, BRENDAN GERARD | CHIEF COMPLIANCE OFFICER | 1823142 |
| FALEIRO, GITANJALI PINTO | GENERAL COUNSEL | 4250865 |
| KATZ, MICHAL | MANGING DIRECTOR - HEAD OF INVESTMENT BANKING | 2813944 |
| LASKY, MARK RICHARD | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6005542 |
| MIZUHO SECURITIES USA LLC | MANAGER | 19647 |
| RIZZIERI, GERALD ANTHONY | CHIEF EXECUTIVE OFFICER | 1751181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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