Adam Stevenson

STEVENSON ADVISORS

Aspen, CO 81611

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CRD#: 5560128

Professional summary

Adam Stevenson is a registered financial advisor currently at STEVENSON ADVISORS, LLC located in Aspen, Colorado.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Adam has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Stevenson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

STEVENSON ADVISORS, LLC

Office #1: 627 W Main St, Aspen, CO 81611

RIA

CRD#: 284943

Aspen, CO

Past

November 2, 2016 - December 31, 2024

STEVENSON ADVISORS, LLC

RIA

CRD#: 284943

ASPEN, CO

Past

August 12, 2009 - September 30, 2010

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

August 21, 2008 - March 2, 2009

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/2008

General Securities Representative Examination

Current Firm

STEVENSON ADVISORS, LLC

CRD#: 284943 / SEC#:

Colorado

Registered Investment Advisory firm - (5/7/2019 Approved)

Utah

Registered Investment Advisory firm - (9/18/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

627 W Main St, Aspen, CO 81611

Mailing Address

Phone number

(917) 498-7434

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 13,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam Stevenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Stevenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEVENSON ADVISORS, LLC

STEVENSON ADVISORS, LLC

W.A. CAPITAL MARKETS

W.A. CAPITAL MARKETS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2016

Series 63

Date: 9/26/2008

Series 7

Date: 8/20/2008

Current Firm

STEVENSON ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STEVENSON ADVISORS, LLC

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