Tammy L. Vratarich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy L Vratarich, who also goes by Tammy Lou Vratarich, Tammy L Wenker, was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 2009. Tammy had worked at 3 firms and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2014 - July 16, 2018
GROVE POINT INVESTMENTS, LLC
September 3, 2013 - July 2, 2014
CETERA WEALTH SERVICES, LLC
January 30, 2009 - September 3, 2013
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 1/29/2009
Assistant Representative-Order Processing Qualification ExamCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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