Thomas H. Huerta
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
SANTA BARBARA, CA
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CRD#: 5558370
Professional summary
Thomas H Huerta, who also goes by Thomas Hanson Huerta, Thomas Huerta, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Santa Barbara, California and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Throughout my career in financial services the objective has remained consistent. Stay focused on partnering with your clients to create a plan that is personalized and actively listen to what is most important. I look to build trust through consistency and planning to remain flexible enough to adapt to the changing needs. The most fulfilling reward is being trusted by my clients and building values that help them work toward their everyday goals and lifetime decisions.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Hanson Huerta | Thomas Huerta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas H Huerta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
San Diego State University
Bachelor of Business Administration - Financial Services
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SANTA BARBARA, CA
Current
November 16, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 279 West South Temple, Salt Lake City, UT 84104BD
CRD#: 7784
Salt Lake City, UT
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SANTA BARBARA, CA
Past
November 17, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MARINA DEL REY, CA
Past
June 1, 2009 - June 28, 2011
MORGAN STANLEY
RIA
CRD#: 149777
LOS ANGELES, CA
Past
June 1, 2009 - June 28, 2011
MORGAN STANLEY
BD
CRD#: 149777
LOS ANGELES, CA
Past
May 5, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LOS ANGELES, CA
Past
March 13, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2022)
RR
Alaska(1/6/2024)
RR
Arizona(1/7/2022)
RR
Arkansas(1/6/2024)
RR
California(11/16/2011)
IAR
California(3/31/2025)
RR
Colorado(1/11/2021)
RR
Connecticut(5/6/2022)
RR
Delaware(9/29/2023)
RR
District of Columbia(5/6/2022)
RR
Florida(10/26/2020)
RR
Georgia(5/6/2022)
RR
Hawaii(5/6/2022)
RR
Idaho(5/6/2022)
RR
Illinois(5/6/2022)
RR
Indiana(5/6/2022)
RR
Iowa(1/6/2024)
RR
Kansas(3/25/2023)
RR
Kentucky(5/6/2022)
RR
Louisiana(1/6/2024)
RR
Maine(5/6/2022)
RR
Maryland(4/24/2020)
RR
Massachusetts(9/9/2022)
RR
Michigan(5/6/2022)
RR
Minnesota(5/6/2022)
RR
Mississippi(9/29/2023)
RR
Missouri(9/9/2022)
RR
Montana(5/9/2022)
RR
Nebraska(1/6/2024)
RR
Nevada(6/18/2020)
RR
New Hampshire(5/6/2022)
RR
New Jersey(4/25/2022)
RR
New Mexico(7/8/2022)
RR
New York(5/6/2022)
RR
North Carolina(5/6/2022)
RR
North Dakota(9/29/2023)
RR
Ohio(7/11/2022)
RR
Oklahoma(5/6/2022)
RR
Oregon(1/7/2022)
RR
Pennsylvania(4/25/2022)
RR
Rhode Island(5/19/2023)
RR
South Carolina(5/6/2022)
RR
South Dakota(5/6/2022)
RR
Tennessee(5/6/2022)
RR
Texas(4/25/2022)
IAR
Texas(3/31/2025)
RR
Utah(6/18/2020)
RR
Vermont(1/6/2024)
RR
Virginia(4/24/2020)
RR
Washington(5/6/2022)
RR
West Virginia(1/6/2024)
RR
Wisconsin(7/8/2022)
RR
Wyoming(3/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Santa Barbara, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
