CO
Christian F. O'neill
CETERA INVESTMENT ADVISERS LLC
CHARLESTOWN, RI
Some features on this profile are disabled
CRD#: 5558134
CO
Professional summary
Christian Fox O'neill, CFP®, who also goes by Christian F O'neill, Christian Fox Oneill, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Charlestown, Rhode Island and CETERA WEALTH SERVICES, LLC located in Charlestown, Rhode Island.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Christian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christian F O'neill | Christian Fox Oneill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRUST UNDER WILL OF G T. F FBO M N; Trustee; Acting as Trustee under the will of my uncle G T F; NIR; HRS 1; SHRS 1; 11/05/2021; 100 Old Farm Way, Charlestown RI 02813; Trustee under the will of my uncle. Distribution of assets to grandchild as beneficiary of will. No investment accounts or brokerage accounts of any kind. 2) MATONEY TAX & FINANCIAL POSITION: Tax Preparer / Enrolled Agent NATURE: Preparation of income tax returns for Matoney Tax & Financial firm clients. INVESTMENT RELATED: No NUMBER OF HOURS: 83 SECURITIES TRADING HOURS: 83 START DATE: 02/01/2024 ADDRESS: 30 Holley St, South Kingstown RI 02879, United States DESCRIPTION: Tax preparation for clients of Matoney Tax & Financial. Approx 20 hours per week on average annually. 3) O'NEILL FINANCIAL POSITION: Tax Preparer - Enrolled Agent NATURE: Tax Preparation - Primarily prepare form 1040 for individuals clients. Meet with clients to review financial records and make sure all of their information on tax forms is accurate. Electronically file tax returns with IRS and state on behalf of clients. DBA for Avantax business as well. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/09/2022 ADDRESS: 100 Old Farm Way, Charlestown RI 02813, United States DESCRIPTION: Tax Preparer/Enrolled Agent Calculate tax payments, deductibles, liabilities, and expenses. Collect data from income statements and expense documents. Complete clients' tax documentation. Review data on reports and detect possible errors. Answer tax-related questions. Research new tax trends and regulations. Advise individuals on tax strategies. Ensure compliance with government and state tax rules. Respond to IRS for tax related inquiries/letters on behalf of customers. 4) TRUST UNDER WILL OF G T. F FBO E N POSITION: Trustee NATURE: Acting as Trustee under the will of my uncle G T F INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2021 ADDRESS: 100 Old Farm Way, Charlestown RI 02813, United States DESCRIPTION: Trustee under the will of my uncle. Distribution of assets to grandchild as beneficiary of will. No investment accounts or brokerage accounts of any kind. 5) ESTATE OF G T F (UNCLE) POSITION: Executor NATURE: Acting as executor for the estate of G T F my uncle. No compensation provided. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2020 ADDRESS: 100 Old Farm Way, Charlestown RI 02813, United States DESCRIPTION: Completing liquidation/distribution of the estate of my uncle G T F
CRS (Client Relationship Summary) - RIA
Click below to view Christian Fox O'neill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CHARLESTOWN, RI
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Charlestown, RI
Past
May 20, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Charlestown, RI
Past
May 20, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Charlestown, RI
Past
December 22, 2015 - May 19, 2022
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
MIDDLETOWN, RI
Past
December 22, 2015 - May 19, 2022
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
MIDDLETOWN, RI
Past
August 4, 2015 - December 28, 2015
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
JOHNSTON, RI
Past
July 13, 2010 - December 28, 2015
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
JOHNSTON, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Iowa(9/5/2025)
RR
Maine(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
IAR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
