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CB

Charles L. Blue

ALLSTATE FINANCIAL ADVISORS
Newburgh, NY 12550-3922
Some features on this profile are disabled
CRD#: 5557524
CB

Professional summary

Charles L Blue, who also goes by Charles Blue, Charles L Blue III, Chip Blue, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Newburgh, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Newburgh, New York.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Charles has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charles Blue | Charles L Blue Iii | Chip Blue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Group Health Benefit renewals NOT INVESTMENT RELATED 136 Stissing Rd Stanfordville, NY 12581 GROUP HEALTH BENEFITS trailing commissions PARTNER 1/1/2004 duties: collect renewal commissions from previous group health business. I transitioned the group health business from Focus Benefit Group to Charles Blue 3%; 3 hours per month; 0 during trades WILTON RE POSITION: Agent NATURE: Trail commissions for former Allstate policies. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2023 ADDRESS: 53 Route 17k, Suite 10, Newburgh NY 12550, United States DESCRIPTION: Trail commissions from former Allstate life policies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles L Blue's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2024 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 53 Route 17k Ste 10, Newburgh, NY 12550-3922
RIA
CRD#: 109524
Newburgh, NY
Current

March 17, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 53 Route 17k Ste 10, Newburgh, NY 12550-3922
BD
CRD#: 18272
Newburgh, NY
Past

September 24, 2008 - September 9, 2010

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/15/2025)
RR
Connecticut
(3/4/2020)
RR
Florida
(4/18/2022)
RR
Maine
(3/28/2023)
RR
New Jersey
(2/16/2021)
RR
New York
(4/17/2017)
IAR
New York
(11/12/2024)
RR
North Carolina
(3/21/2022)
RR
Texas
(8/26/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/17/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/17/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Newburgh, NY 12550-3922

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