Cory A. Marchbanks

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CRD#: 5557279

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cory Allen Marchbanks, CFP®, who also goes by Cory Allen Marchbanks, Cory Marchbanks, was a registered financial professional .

Cory is a previously registered financial professional and started their career in finance in 2008. Cory had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cory Allen Marchbanks | Cory Marchbanks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/3/2020 - LEXCO Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100% 2. 12/14/2020 - LEXCO Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 10 Hours Per Month - I provide financial planning and consulting services through LEXCO Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 5/26/2021 - Advisors Insurance Brokers, A New York Long Term Care Brokers, LTD Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/26/2021 - 10 Hours Per Month During Securities Trading - Selling fixed insurance. 4. 01/11/2024 - Acrisure - Insurance wholesale solutions - Non-Variable Insurance - VP Sale - Investment Related - At Reported Business Location(s) - Start Date 01/08/2024 - 20 Hours Per Month/ 10 Hours During Trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6413

TARRYTOWN, NY

Past

March 17, 2017 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

NEW YORK, NY

Past

March 17, 2017 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 12, 2014 - March 13, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

CENTRAL VALLEY, NY

Past

January 3, 2011 - March 13, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CENTRAL VALLEY, NY

Past

July 10, 2008 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

SAINT LOUIS, MO

Date: 7/9/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEXCO WEALTH MANAGEMENT, INC.

CRD#: 134425 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/13/2022 Terminated)

New York

Registered Investment Advisory firm - (4/17/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

120 White Plains Road Suite 112, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 468-8900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cory A. Marchbanks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEXCO WEALTH MANAGEMENT, INC.

LEXCO WEALTH MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2017

Series 63

Date: 7/31/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2016

Series 6

Date: 7/9/2008

Current Firm

LEXCO WEALTH MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

LEXCO WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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