Marlon L. Johnson
Professional summary
Marlon Lamar Johnson, who also goes by Marlon Johnson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Atlanta, Georgia and CETERA INVESTMENT SERVICES LLC located in Atlanta, Georgia.
Marlon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Marlon has worked at 17 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marlon Lamar Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339December 11, 2015 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339December 11, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339Office #2: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339December 11, 2015 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339December 11, 2015 - Present
CETERA ADVISORS LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339February 25, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
December 16, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
December 11, 2015 - November 29, 2016
VSR FINANCIAL SERVICES, INC.
December 11, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
December 11, 2015 - January 18, 2017
INVESTORS CAPITAL CORP.
December 11, 2015 - November 2, 2017
GIRARD SECURITIES, INC.
December 11, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
December 11, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
July 22, 2014 - November 24, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 21, 2014 - November 24, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 26, 2011 - April 3, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 18, 2011 - April 3, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 31, 2010 - February 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
August 31, 2010 - February 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 13, 2010 - June 7, 2010
HARRISDIRECT LLC
July 24, 2008 - June 7, 2010
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2015)
(3/20/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
