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JM

Jeremy A. Miller

FRANKLIN DISTRIBUTORS
Short Hills, NJ 07078
Some features on this profile are disabled
CRD#: 5556459
JM

Professional summary

Jeremy Austin Miller is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2009. Jeremy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business: BCD Customs (Not Investment Related) / Address: 333 Lee Pkwy Suite 600, Dallas, TX 75219 / Nature of Business: Shooting Sports / Position: Angel Investor / Start Date: Dec 2017 / Number of Hours a Month: 4 / Number of hours during securities trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Austin Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2024 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078
BD
CRD#: 109064
Short Hills, NJ
Past

December 14, 2017 - December 16, 2024

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
LOS ANGELES, CA
Past

December 13, 2017 - December 16, 2024

CAPITAL CLIENT GROUP, INC.

RIA
CRD#: 6247
LOS ANGELES, CA
Past

March 26, 2015 - December 14, 2017

MEREAUX WEALTH STRATEGIES, LLC

RIA
CRD#: 175067
ADDISON, TX
Past

May 4, 2012 - December 31, 2014

JDG WEALTH MANAGEMENT GROUP, LLC

RIA
CRD#: 154915
ARLINGTON, TX
Past

May 4, 2011 - October 11, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
ADDISON, TX
Past

May 4, 2011 - October 11, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
ADDISON, TX
Past

July 15, 2009 - May 5, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
FORT WORTH, TX
Past

June 15, 2009 - May 5, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/13/2025)
RR
Connecticut
(1/13/2025)
RR
Florida
(1/13/2025)
RR
Georgia
(12/19/2024)
RR
Massachusetts
(1/13/2025)
RR
New York
(1/13/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/6/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/12/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
GAMBA, DANIEL ERNESTOCHIEF EXECUTIVE OFFICER4594704
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064Short Hills, NJ 07078

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