Justin E. Rubinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Evan Rubinstein, who also goes by Justin E Rubinstein, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2009. Justin had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - November 17, 2016
ECOBAN SECURITIES CORPORATION
December 2, 2014 - April 8, 2016
PAYDEN & RYGEL DISTRIBUTORS
July 13, 2012 - October 24, 2014
GUGGENHEIM SECURITIES, LLC
September 21, 2009 - July 10, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ECOBAN SECURITIES CORPORATION
CRD#: 29112 / SEC#: , 8-39753
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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