Roberta Fernandes

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CRD#: 5555065

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Roberta Fernandes, who also goes by Roberta F Fernandes, Roberta Figueira Fernandes, Roberta Fernandes Figueira, was a registered financial professional .

Roberta is a previously registered financial professional and started their career in finance in 2009. Roberta had worked at 5 firms and has passed the Series 66, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Roberta F Fernandes | Roberta Figueira Fernandes | Roberta Fernandes Figueira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently employed as the Investment Advisor of BTG Pactual Asset Management US, LLC, which is located at 601 Lexington avenue 57th floor, New York, NY 10022 and working from 200 S Biscayne Blvd, 55th Floor, Miami Fl 33131. BTG Pactual Asset Management US, LLC, is a SEC Registered Investment Adviser and an affiliate of BTG Pactual US Capital, LLC. My employment at BTG Pactual Asset Management US LLC commenced on March 2024. Approximately 5% of my work time is devoted to my role as the Investment Advisor of BTG Pactual Asset Management US.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 7691

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA

Registered Investment Advisory firm - (1/19/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/20/2021

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 6/23/2009

General Securities Representative Examination

Current Firm

BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA

Registered Investment Advisory firm - (1/19/2010 Approved)

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Contact information

Main Address

601 Lexington Avenue 57th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 293-4600

Established

Firm type

Fiscal year end

# of Employees

176

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BTG PACTUAL ASSET MANAGEMENT US, LLC - WRAP FEE PROGRAM BROCHURE (9/9/2025)

BTG PACTUAL ASSET MANAGEMENT US, LLC - FORM ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	548
AUM (Assets Under Management)	$ 25,628,617,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roberta Fernandes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BTG PACTUAL US CAPITAL, LLC

MORGAN STANLEY

MORGAN STANLEY

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BTG PACTUAL ASSET MANAGEMENT US , LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2021

Series 7TO

Date: 9/20/2021

Series 7

Date: 6/23/2009

Current Firm

BTG PACTUAL ASSET MANAGEMENT US , LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BTG PACTUAL ASSET MANAGEMENT US , LLC

TRUST BUT VERIFY

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