Joseph C. Capezza

COVE PRIVATE WEALTH

Oyster Bay, NY 11771

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CRD#: 5555043

Professional summary

Joseph Carmelo Capezza JR., who also goes by Joe Carmelo Capezza Jr., Joseph Capezza, is a registered financial advisor currently at COVE PRIVATE WEALTH, LLC located in Oyster Bay, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joseph has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Carmelo Capezza Jr. | Joseph Capezza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Carmelo Capezza JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

COVE PRIVATE WEALTH, LLC

Office #1: 44 Yellow Cote Rd., Oyster Bay, NY 11771

RIA

CRD#: 316866

Oyster Bay, NY

Past

October 23, 2009 - January 29, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LINCOLN, RI

Past

March 11, 2009 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

LINCOLN, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVE PRIVATE WEALTH, LLC

CRD#: 316866 / SEC#: 801-122756

RIA

Registered Investment Advisory firm - (11/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/3/2022)

IAR

Texas
(5/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/10/2009

General Securities Representative Examination

Current Firm

COVE PRIVATE WEALTH, LLC

CRD#: 316866 / SEC#: 801-122756

RIA

Registered Investment Advisory firm - (11/24/2021 Approved)

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Contact information

Main Address

44 Yellow Cote Rd., Oyster Bay, NY 11771

Mailing Address

Phone number

(516) 588-1123

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/14/2025)

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 269,895,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Capezza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Carmelo Capezza JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

COVE PRIVATE WEALTH, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

COVE PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2022

Series 7

Date: 3/10/2009

Current Firm

COVE PRIVATE WEALTH, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COVE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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