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CF

Christopher D. Ferraro

ALTRUIST FINANCIAL LLC
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 5554902
CF

Professional summary

Christopher Daniel Ferraro, who also goes by Christopher Daniel Ferraro, Christopher Ferraro, is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in Dallas, Texas.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 6 firms and has passed the Series 66, Series 57TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Daniel Ferraro | Christopher Ferraro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Daniel Ferraro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2024 - Present

ALTRUIST FINANCIAL LLC

Office #1: 300 South Pearl Street Suite 250, Dallas, TX 75201
BD
CRD#: 299274
Dallas, TX
Past

October 9, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Westlake, TX
Past

July 15, 2011 - December 20, 2023

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
Westlake, TX
Past

November 3, 2010 - November 11, 2011

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
FORT WORTH, TX
Past

November 3, 2010 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
Westlake, TX
Past

December 2, 2008 - December 20, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
Westlake, TX
Past

September 25, 2008 - November 4, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HURST, TX
Past

September 8, 2008 - November 4, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HURST, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/21/2024)
RR
Texas
(3/21/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/23/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/4/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/3/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALTRUIST FINANCIAL LLC
ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING

CRD#: 299274 / SEC#: , 8-70244

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201
Mailing Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201
Phone number
(888) 510-4660
Established
Delaware since 10/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTRUIST CORPMEMBER
BAHADORI, MAZI [NMN]CEO AND CCO5749453
GEARHART, JEFFREY SPRINCIPAL OPERATIONS OFFICER2443490
GIRALDO, ANDRES MAURICIOFINOP7097178
MENNOW, ROBERT ALLISONHEAD OF ADVISOR OPERATIONS3070390
WARNER, WESLEY DEESENIOR DIRECTOR OF ADVISOR OPERATIONS5584384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTRUIST FINANCIAL LLC

CRD#: 299274Dallas, TX 75201

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