Isaiah V. Carter
Professional summary
Isaiah Valentine Carter, who also goes by Ike V Carter, Ike Carter, Isaiah V Carter, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Washington, District Of Columbia and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Isaiah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Isaiah has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Isaiah Valentine Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2019 - Present
MISSIONSQUARE RETIREMENT
Office #1: 777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240February 18, 2020 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240June 1, 2017 - October 25, 2019
MISSIONSQUARE RETIREMENT
April 7, 2015 - October 25, 2019
MISSIONSQUARE INVESTMENT SERVICES
May 13, 2013 - November 13, 2014
VANGUARD MARKETING CORPORATION
January 22, 2010 - April 2, 2013
MSI FINANCIAL SERVICES, INC.
September 15, 2009 - April 2, 2013
MSI FINANCIAL SERVICES, INC.
October 1, 2008 - January 15, 2009
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2023)
(2/18/2020)
(3/21/2023)
(2/18/2020)
(3/13/2023)
(2/18/2020)
(3/13/2023)
(12/9/2019)
(2/18/2020)
(3/13/2023)
(2/18/2020)
(3/13/2023)
(2/18/2020)
(1/4/2023)
(2/18/2020)
(3/16/2023)
(2/18/2020)
(3/17/2023)
(5/15/2023)
(2/18/2020)
(3/13/2023)
(2/18/2020)
(3/13/2023)
(2/18/2020)
(3/13/2023)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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