Diana B. Conley
STRATEGIC ADVISERS LLC | Financial Consultant
NEW YORK, NY
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CRD#: 5553768
Professional summary
Diana B Conley, CFP®, who also goes by Diana B Conley, Diana Belen Conley, Diana Belen Molina, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in New York City, New York.
Diana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Diana has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As an advisor, my mission is to build long lasting relationships with clients and their families. By listening and understanding their unique goals and needs, we work together to build a clear plan of action that will empower my clients to make better financial decisions for themselves and their families.
Question & Answer
What are your service offerings?
Retirement Planning
Inheritance
Education Planning
Insurance Planning
Life Transitions
Investment Planning
Retirement Income Management
Comprehensive Financial Planni...
Estate Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Diana B Conley | Diana Belen Conley | Diana Belen Molina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-92547|OrgNmn:Yorkville Community School|Org Addr:New York,New York,US|OBA Nature:NYC Public School |Invst Rel:N|Title:PTA Assistant Treasurer|Duties:Assist in managing PTA funds for school programs and activities|StrtDt:|TotHrs/mon:5|TrdHrs/mon:2|
CRS (Client Relationship Summary) - RIA
Click below to view Diana B Conley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Education
DePaul University
Bachelor of Science (BS) - Finance
2009
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 165 Broadway, New York City, NY 10006RIA
CRD#: 104555
NEW YORK, NY
Current
April 23, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 165 Broadway, New York City, NY 10006BD
CRD#: 7784
New York City, NY
Past
May 20, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
August 11, 2015 - April 18, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NEW YORK, NY
Past
April 23, 2015 - April 18, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2023)
RR
Arizona(1/7/2020)
RR
California(1/7/2020)
RR
Colorado(3/25/2023)
RR
Connecticut(4/23/2018)
RR
District of Columbia(1/6/2022)
RR
Florida(4/23/2018)
RR
Georgia(8/20/2024)
RR
Hawaii(1/6/2020)
RR
Illinois(1/6/2020)
RR
Kentucky(10/18/2019)
RR
Maine(10/23/2024)
RR
Maryland(10/18/2019)
RR
Massachusetts(10/7/2020)
RR
Michigan(9/29/2023)
RR
Minnesota(3/12/2021)
RR
New Hampshire(1/21/2021)
RR
New Jersey(4/23/2018)
IAR
New Jersey(3/31/2025)
RR
New York(4/23/2018)
IAR
New York(3/31/2025)
RR
North Carolina(10/6/2020)
RR
Ohio(8/21/2024)
RR
Oregon(3/12/2021)
RR
Pennsylvania(4/23/2018)
RR
Rhode Island(5/3/2023)
RR
South Carolina(1/6/2022)
RR
Texas(1/8/2021)
IAR
Texas(3/31/2025)
RR
Vermont(10/23/2024)
RR
Virginia(11/11/2020)
RR
West Virginia(5/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555New York, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
