Benjamin A. Reznik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin A Reznik, CFP®, who also goes by Ben Alexander Reznik, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2008. Benjamin had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
August 13, 2015 - June 13, 2024
SCHWAB WEALTH ADVISORY, INC.
August 13, 2015 - June 13, 2024
CHARLES SCHWAB & CO., INC.
September 10, 2010 - June 25, 2015
USAA FINANCIAL PLANNING SERVICES
April 7, 2010 - June 25, 2015
USAA FINANCIAL ADVISORS, INC.
July 16, 2008 - March 15, 2010
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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