Raphael J. Fairell
THRIVENT INVESTMENT MANAGEMENT
Atlanta, GA 30339
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CRD#: 5553556
Professional summary
Raphael Jacquim Fairell, CFP®, who also goes by Rapheal Fairell, Raphael Fairell, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Atlanta, Georgia.
Raphael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Raphael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rapheal Fairell | Raphael Fairell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MOUNTAIN WEST CHURCH POSITION: Legacy Pastor NATURE: It is a church. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2020 ADDRESS: 4818 Hugh Howell Rd, Stone Mountain GA 30087, United States DESCRIPTION: I preach 5-7 times per year and provide general guidance to the executive leadership regarding decisions of the church. MW HOPE CENTER POSITION: Board Member NATURE: MW Hope Center is a provides housing assistance, food support, and financial literacy to at-risk individuals in the Tucker Community INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2023 ADDRESS: 4818 Hugh Howell Rd, Stone Mountain GA 30087, United States DESCRIPTION: I help the organization identify community partnerships to advance the agenda of the organization. Additionally, I function as the primary bridge from the Hope Center to Mountain West church ORANGE THEORY FITNESS POSITION: Owner NATURE: Purchasing an Orange Theory. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2025 ADDRESS: 1227 Rockbridge Rd SW, Stone Mountain GA 30087, United States DESCRIPTION: Help Grow the profitability of the location through community connections.
CRS (Client Relationship Summary) - RIA
Click below to view Raphael Jacquim Fairell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raphael Jacquim Fairell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 15, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 200 Galleria Pkwy Se, Atlanta, GA 30339RIA
BD
CRD#: 18387
Atlanta, GA
Current
April 12, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 200 Galleria Pkwy Se, Atlanta, GA 30339RIA
BD
CRD#: 18387
Atlanta, GA
Past
September 3, 2019 - March 25, 2024
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
August 29, 2019 - March 25, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
March 11, 2014 - August 12, 2019
MORGAN STANLEY
RIA
CRD#: 149777
ATLANTA, GA
Past
January 14, 2014 - August 12, 2019
MORGAN STANLEY
BD
CRD#: 149777
ATLANTA, GA
Past
August 12, 2008 - January 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ATHENS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2025)
RR
Arizona(9/5/2025)
RR
California(8/13/2025)
RR
Colorado(3/17/2025)
RR
Florida(3/17/2025)
RR
Georgia(4/12/2024)
IAR
Georgia(4/15/2024)
RR
Illinois(3/4/2025)
RR
Maryland(4/29/2025)
RR
Nevada(3/17/2025)
RR
New Jersey(3/17/2025)
RR
New York(3/17/2025)
RR
North Carolina(3/17/2025)
RR
South Carolina(9/19/2024)
RR
Texas(3/17/2025)
IAR
Texas(3/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
