MM
Melissa N. Mlasko
SEQUENT PLANNING
MEDFORD, OR 97504
Some features on this profile are disabled
CRD#: 5553386
MM
Professional summary
Melissa Nadine Mlasko, who also goes by Melissa Nadine Bishop, Melissa Nadine Dotson, Melissa N Mlasko, Melissa N. Mlasko, Melissa Mlasko, is a registered financial advisor currently at SEQUENT PLANNING, LLC located in Medford, Oregon.
Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Melissa has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa Nadine Bishop | Melissa Nadine Dotson | Melissa N Mlasko | Melissa N. Mlasko | Melissa Mlasko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FUTURITY FIRST INSURANCE GROUP; INVESTMENT RELATED; 2581 WHITTLE AVENUE; MEDFORD, OR 97504; INSURANCE; AGENT; START DATE 04/2009; 180 HOURS PER MONTH WITH 160 HOURS PER MONTH BEING DURING TRADING HOURS; INSURANCE PRODUCT SALES/SERVICE, INCLUDING BUT NOT LIMITED TO, EQUITY INDEXED ANNUITIES.
2) MLASKO INSURANCE LLC; INVESTMENT RELATED; 1320 E MAIN STREET, MEDFORD, OR 97504; INSURANCE; PRESIDENT/OWNER; LLC WAS SET UP FOR TAX PURPOSES - VERY LITTLE BUSINESS CONDUCTED OUTSIDE OF FUTURITY FIRST INSURANCE GROUP (FFIG); ALL OF MY BUSINESS EXPENSES ARE MANAGED WITHIN THIS LLC AS I AM A 1099 CONTRACTOR. START DATE 01/2012; NO HOURS PER MONTH, NO HOURS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Nadine Mlasko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2017 - Present
SEQUENT PLANNING, LLC
Office #1: 516 Crater Lake Ave., Medford, OR 97504RIA
CRD#: 160381
MEDFORD, OR
Past
July 14, 2017 - October 30, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
MEDFORD, OR
Past
March 19, 2015 - October 30, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MEDFORD, OR
Past
July 30, 2008 - May 22, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
MEDFORD, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(10/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8420 West Dodge Road Suite 110, Omaha, NE 68114
Mailing Address
Phone number
(402) 953-3544
Established
Firm type
Fiscal year end
# of Employees
91
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,102 |
| AUM (Assets Under Management) | $ 394,657,254 |
Red Flags
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