Omar A. Alfonso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Antonio Alfonso, who also goes by Omar Antonio Alfonso, was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 2008. Omar had worked at 4 firms and has passed the SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2025 - September 17, 2025
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 20, 2016 - March 2, 2021
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 31, 2012 - October 6, 2016
ENLACE MARKETS, INC.
September 14, 2009 - April 11, 2012
TULLETT PREBON FINANCIAL SERVICES LLC
January 5, 2009 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
July 18, 2008 - January 23, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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