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RS

Robert L. Sheppard

TLG ADVISORS
Cookeville, TN 38501
Some features on this profile are disabled
CRD#: 5552411
RS

Professional summary

Robert Lee Sheppard, who also goes by Robert L Sheppard Jr, Robert Lee Sheppard Jr, Robert Lee Sheppard Jr, Robert Sheppard, is a registered financial advisor currently at TLG ADVISORS, INC. located in Cookeville, Tennessee and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert L Sheppard Jr | Robert Lee Sheppard Jr | Robert Lee Sheppard Jr | Robert Sheppard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MSI FINANCIAL GROUP - 4/1/22 - 548 N Willow Avenue, Suite F&G, Cookeville, TN 38501 - Registered Rep/IAR, Sell security products/financial advisory, Invt Rel, DBA for securities business, 20 hrs/mo; 10 hrs/mo (during trading hours). 2.) ROBERT SHEPPARD FARM - 4/15/12 - 2826 Red Road, Sparta, TN 38583 - Owner, Raising cattle, Not Invt Rel, Raising livestock for re-sale, 5 hrs/mo; 0 hrs/mo (during trading hours). 3.) FREEDOM WARRANTY CO - 10/1/2021 - 2826 Red Road, Sparta, TN 38583 - Sales Rep, Promote the products to dealerships so they can sell them to their clients, Not Invt Rel, Aftermarket warranty business, 5 hrs/mo; 0 hrs/mo (during trading hours). 4.) INDEPENDENT INSURANCE AGENT - 9/1/1991 - 548 N Willow Avenue, Suite F&G, Cookeville, TN 38501 - Insurance Sales, Selling insurance, Not Invt Rel, Insurance business, 40 hrs/mo; 20 hrs/mo (during trading hours). 5.) TONY BATES FORD - 3/24/24 - 1780 Franklin Road, Lebanon, TN 37090 - Sales Manager, Supervise the sales staff, Not Invt Rel, Retail customer sales, 160 hrs/mo; 120 hrs/mo (during trading hours). 6.) TLG ADVISORS INC - 1/14/2025 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 7.) WORTHINGTON MORTGAGE SERVICES - 7/14/2025 - 303 Williams Ave SE Ste 1331, Huntsville, AL 35801 - Mortgage Loan Originator, Take loan applications for potential clients looking to secure a mortgage to purchase a home, Not Invt. Rel, 10 hrs/mo; 4 hrs/mo (during trading hours). 8.) AMRES MORTGAGE - 9/11/2025 - 1 Neshaminy Interplex Dr, Suite 310, Trevose, PA 19053 - Loan Officer, Originate mortgage loans, Not Invt. Rel, 100 hrs/mo; 100 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Sheppard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2025 - Present

TLG ADVISORS, INC.

Office #1: 548 N Willow Avenue, Suite F&g, Cookeville, TN 38501
RIA
CRD#: 111052
Cookeville, TN
Current

January 14, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
SUMMIT, NJ
Past

June 25, 2024 - January 2, 2025

PFS INVESTMENTS INC.

RIA
CRD#: 10111
KNOXVILLE, TN
Past

May 30, 2024 - January 2, 2025

PFS INVESTMENTS INC.

BD
CRD#: 10111
KNOXVILLE, TN
Past

February 5, 2024 - May 15, 2024

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
Cookeville, TN
Past

February 27, 2023 - May 15, 2024

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
Cookeville, TN
Past

August 2, 2022 - February 24, 2023

PFS INVESTMENTS INC.

BD
CRD#: 10111
KNOXVILLE, TN
Past

August 27, 2021 - July 7, 2022

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
COOKVILLE, TN
Past

July 9, 2021 - August 30, 2021

PFS INVESTMENTS INC.

BD
CRD#: 10111
KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP

CRD#: 111052 / SEC#: 801-60458

RIA
Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(1/14/2025)
IAR
Tennessee
(1/15/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/7/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/4/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/23/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/9/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/24/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP

CRD#: 111052 / SEC#: 801-60458

RIA
Registered Investment Advisory firm - (8/6/2001 Approved)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts6,331
AUM (Assets Under Management)$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TLG ADVISORS, INC.

CRD#: 111052Cookeville, TN 38501

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