TO
Tyler M. Owens
CETERA INVESTMENT ADVISERS LLC
ROME, GA 30161
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CRD#: 5552341
TO
Professional summary
Tyler Matthew Owens is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rome, Georgia and CETERA ADVISORS LLC located in Rome, Georgia.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Tyler has worked at 3 firms and has passed the Series 66, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2013 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 1.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: OWENS FINANCIAL GROUP INC. INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS; 3. NAME OF OTHER BUSINESS: JMOTOMO LLC INVESTMENT RELATED: NO ADDRESS: 4 N MAIN ST, CODERTOWN, GA 30125 NATURE OF BUSINESS: COMMERCIAL AND RESIDENTIAL RENTAL START DATE: 01/2009 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PARTNER 4. OFG MANAGEMENT INC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, ENTITY FOR PAYROLL, START JANUARY 2015, NOT TIME DEVOTED TO THIS ACTIVITY, EMPLOYEE. 5. 4 MAIN PARTNERS LLC, NOT INVESTMENT RELATED, 4 N. MAIN STREET, CEDARTOWN, GA 30125, OWNED RENTAL PROPERTY, START JANUARY 2015, NO TIME SPENT ON THIS ACTIVITY, CO-OWNER. 6. LITTLE TEXAS VALLEY, LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, RENTAL PROPERTY, START JANUARY 2015, NO TIME SPENT ON THIS ACTIVITY, CO-OWNER. 7. LITTLE SAND MOUNTAIN, LLC, NOT INVESTMENT RELATED, 1565 LITTLE TEXAS VALLEY RD., ROME , GA 30265, FAMILY OWNED FARM, START 7/215, NO TIME SPENT ON THIS ACTIVITY, CO-OWNER. 8. NAME OF OTHER BUSINESS: OFG CONSULTING LLC: INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONSULTING ON TAX AND BUSINESS PLANNING; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: OWNER / MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: CONSULTING ON TAX AND BUSINESS PLANNING; 9. NAME OF OTHER BUSINESS: OFG PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 2300 JL TODD DR NE ROME GA 30161; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE HOLDING COMPANY; 10. NAME OF OTHER BUSINESS: KAML HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: 2300 JL TODD DR NE ROME GA 30161; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HUNTING LAND, RECREATIONAL USE LAND; 11. NAME OF OTHER BUSINESS: ELEVATION HOUSE; INVESTMENT RELATED: NO; ADDRESS: 41 WASHINGTON DR SE ROME GA 30161; NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, DISCUSS ACTIVITIES, ANNUAL BUDGET APPROVAL, FUND RAISING IDEAS; 12. NAME OF OTHER BUSINESS: FELLOWSHIP OF CHRISTIAN ATHLETES - ROME AREA ; INVESTMENT RELATED: NO; ADDRESS: P. O. BOX 1246 ROME, GA 30162; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: LEADERSHIP BOARD/TREASURER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: HELP MAKE DECISIONS ON STAFF AND FUNRAISING,INTERPRET AND PRESENT FINANCIALS TO THE BOARD;
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Matthew Owens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2300 Jl Todd Dr Ne, Rome, GA 30161RIA
CRD#: 105644
ROME, GA
Current
June 12, 2013 - Present
CETERA ADVISORS LLC
Office #1: 2300 Jl Todd Dr Ne, Rome, GA 30161BD
CRD#: 10299
ROME, GA
Past
July 19, 2016 - November 13, 2018
OFG ADVISORS LLC
RIA
CRD#: 283219
ROME, GA
Past
June 18, 2013 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
ROME, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/17/2013)
RR
Arizona(11/22/2023)
RR
California(5/21/2019)
RR
Colorado(1/24/2024)
RR
Florida(6/12/2013)
RR
Georgia(6/17/2013)
IAR
Georgia(3/21/2024)
RR
Kansas(12/15/2021)
RR
Louisiana(4/30/2024)
RR
Maryland(11/22/2023)
RR
Mississippi(11/24/2020)
RR
Montana(9/30/2013)
RR
North Carolina(6/19/2017)
RR
Ohio(11/22/2023)
RR
Oregon(1/2/2025)
RR
Pennsylvania(5/21/2019)
RR
South Carolina(1/24/2024)
RR
Tennessee(5/21/2019)
RR
Texas(12/3/2016)
IAR
Texas(3/21/2024)
RR
Virginia(8/10/2017)
RR
Wisconsin(6/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 11/14/2022
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
