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KE

Kristen E Ehinger

CRD# 5551581·Registered 2009 - 2025
Previously Registered: Being a previously registered professional could mean that Kristen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kristen E Ehinger was a registered financial advisor. Kristen was a previously registered financial professional and started their career in finance 2009 - 2025. Kristen had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

EMPIRICAL RESEARCH PARTNERS LLC·CRD# 123520
RIA
New York`, NY
August 23, 2023 - October 2, 2025
EMPIRICAL RESEARCH PARTNERS LLC·CRD# 123520
BD
New York, NY
October 10, 2019 - October 2, 2025
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
New York, NY
July 2, 2013 - October 21, 2019
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
June 27, 2013 - October 21, 2019
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
October 10, 2011 - December 1, 2011
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
New York, NY
April 14, 2009 - July 28, 2011
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
February 4, 2009 - July 28, 2011

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Current Firm

ER
EMPIRICAL RESEARCH PARTNERS LLC

EMPIRICAL RESEARCH PARTNERS LLC

CRD#: 123520 / SEC#: 8-65590
New York
Registered Investment Advisory firm - SEC (8/23/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

551 Fifth Avenue Suite 1800, New York`, NY 10176

Mailing Address

551 Fifth Avenue Suite 1800, New York, NY 10176

Phone Number

(212) 803-8000

Established

Delaware since 06/25/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

26

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GOLDSTEIN, MICHAEL LEWISMANAGING MEMBER / CHIEF COMPLIANCE OFFICER1661076
SCHILLING, MICHAEL JAMESFINOP2609624

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2023About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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