Terry R. Niegel

KSB FINANCIAL SERVICES

Eugene, OR 97401-7116

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CRD#: 5551566

Professional summary

Terry Ray Niegel is a registered financial advisor currently at KSB FINANCIAL SERVICES, LLC located in Eugene, Oregon.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Terry has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Ray Niegel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2015 - Present

KSB FINANCIAL SERVICES, LLC

Office #1: 1600 Executive Parkway Suite 110, Eugene, OR 97401-7116

RIA

CRD#: 172553

Eugene, OR

Past

June 7, 2012 - July 6, 2015

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

EUGENE, OR

Past

September 5, 2008 - July 6, 2015

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/24/2015)

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Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2008

General Securities Representative Examination

Current Firm

KSB FINANCIAL SERVICES, LLC

CRD#: 172553 / SEC#:

Oregon

Registered Investment Advisory firm - (8/24/2015 Approved)

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Contact information

Main Address

1600 Executive Parkway Suite 110, Eugene, OR 97401-7116

Mailing Address

Phone number

(541) 687-1170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Terry R. Niegel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Ray Niegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

KSB FINANCIAL SERVICES, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2012

SIE

Date: 7/6/2015

Series 7

Date: 9/4/2008

Current Firm

KSB FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

KSB FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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