Steven E. Ritchie

KSB FINANCIAL SERVICES

Eugene, OR 97401-7116

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CRD#: 5551537

Professional summary

Steven Eric Ritchie is a registered financial advisor currently at KSB FINANCIAL SERVICES, LLC located in Eugene, Oregon.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Steven has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09/01/1996 EMPLOYEE, 06/01/2007 PARTNER, & 06/01/2017 MANAGING PARTNER: KERNUTT STOKES LLP: NON-INVESTMENT-RELATED; 1600 EXECUTIVE PARKWAY, EUGENE, OR 97401; ACCOUNTING FIRM; PARTNER, APPROXIMATELY 160 HOURS/MONTH; DURING SECURITIES TRADING HOURS 160 HOURS; TAX AND ACCOUNTING CONSULTATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Eric Ritchie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2015 - Present

KSB FINANCIAL SERVICES, LLC

Office #1: 1600 Executive Parkway Suite 110, Eugene, OR 97401-7116

RIA

CRD#: 172553

Eugene, OR

Past

October 16, 2008 - July 6, 2015

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

EUGENE, OR

Past

August 5, 2008 - July 6, 2015

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/24/2015)

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Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2008

General Securities Representative Examination

Current Firm

KSB FINANCIAL SERVICES, LLC

CRD#: 172553 / SEC#:

Oregon

Registered Investment Advisory firm - (8/24/2015 Approved)

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Contact information

Main Address

1600 Executive Parkway Suite 110, Eugene, OR 97401-7116

Mailing Address

Phone number

(541) 687-1170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven E. Ritchie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Eric Ritchie's CRS (Customer Relationship Summary).

Certified licenses

Experience

KSB FINANCIAL SERVICES, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2008

SIE

Date: 7/6/2015

Series 7

Date: 8/4/2008

Current Firm

KSB FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

KSB FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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