SB
Steven Basler
STATE FARM INVESTMENT MANAGEMENT
Wheat Ridge, CO 80033-5253
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CRD#: 5550784
SB
Professional summary
Steven Basler, ChFC®, CLU®, who also goes by Steve Basler, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Wheat Ridge, Colorado and STATE FARM VP MANAGEMENT CORP. located in Wheat Ridge, Colorado.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Steven has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Basler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mailing Systems of Colorado; Non-Investment Related; 1650 Jasper St., Unit E, Aurora, CO 80011; Sale and service of printer and mailing machines. They do not own the machines. They put the machines in the client locations and then they service them. They sell new equipment to their clients. There has not been an offer agreed upon and there will be a holding company created with a separate name until the closing.; Owner; 10/1/2017; Control of the checkbook, Review bank statements, Pay bills/Co-Signor on checking account. Just occasional business consulting questions to help Miller. He will be doing the day-to-day operations.; 4 HR/MO & 0 HR/MO. 2) College View, LLC; Investment related; 10624 Skydance Dr Highlands Ranch, CO 80126; Investment or commercial property; Owner/Partner 75%; 2; 0; Control of checkbook; review bank statements, make deposits in the checking accounts, pay bills/co-signor on checking account. 3) Steven Basler's Insurance Agency; Insurance Agency; Investment-related; 12600 W 32nd Ave Wheat Ridge, CO 80033-5253; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2009; 80; 80; Service customers and supervise employees 4) Basler Academy Inc; Investment related; 10405 Prairie Sky Pl Lone Tree CO 80124; Education; Owner; President; 02/09/2023; 10; 10; make deposits in the checking account, my consulting company will focus on helping State Farm agents and team members become more knowledgeable about personal finance. 5) Beds By Design 2, LLC; non-investment related; 3791 Charterwood Cir, Highlands Ranch, CO 80126; Retail; Owner; Vice President; 01/01/2025; 2;0; Review bank statements, Pay bills/Co-Signor on checking account, Review sales data.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Basler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 16, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 12600 W 32nd Ave, Wheat Ridge, CO 80033-5253Office #2: 7919 Zenobia St Unit B, Westminster, CO 80030RIA
CRD#: 3487
Wheat Ridge, CO
Current
June 27, 2008 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 12600 W 32nd Ave, Wheat Ridge, CO 80033-5253Office #2: 7919 Zenobia St Unit B, Westminster, CO 80030BD
CRD#: 43036
Wheat Ridge, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/26/2016)
IAR
Arizona(9/20/2024)
RR
California(1/11/2016)
IAR
California(9/12/2024)
RR
Colorado(6/27/2008)
IAR
Colorado(8/16/2018)
RR
Missouri(4/28/2014)
IAR
Missouri(9/12/2024)
RR
Nebraska(1/20/2022)
IAR
Nebraska(1/26/2022)
RR
New Mexico(3/17/2020)
IAR
New Mexico(9/13/2024)
RR
Utah(3/17/2020)
IAR
Utah(9/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
