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Ryan Patrick Maher

CRD# 5550240·Registered 2008 - 2025
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Patrick Maher, who also goes by Ryan P Maher, Ryan Maher, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2008 - 2025. Ryan had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan P Maher, Ryan Maher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
July 21, 2025 - October 14, 2025
HORTER INVESTMENT MANAGEMENT, LLC·CRD# 119880
RIA
Cincinnati, OH
April 24, 2025 - June 3, 2025
FIFTH THIRD SECURITIES, INC.·CRD# 628
RIA
Monroe, OH
August 4, 2023 - March 10, 2025
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Monroe, OH
August 4, 2023 - March 10, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
Cincinnati, OH
February 16, 2023 - July 28, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
Cincinnati, OH
February 15, 2023 - July 28, 2023
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Cincinnati, OH
December 21, 2021 - January 31, 2023
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Cincinnati, OH
December 20, 2021 - January 31, 2023
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Cincinnati, OH
September 17, 2020 - December 22, 2021
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Cincinnati, OH
September 17, 2020 - December 22, 2021
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Fairborn, OH
August 3, 2017 - December 11, 2019
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Fairborn, OH
August 2, 2017 - December 11, 2019
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Columbus, OH
May 9, 2012 - January 11, 2016
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Columbus, OH
July 29, 2008 - January 5, 2016

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Current Firm

TL
THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone Number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER—
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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