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TS

Trace Shapiro

NEW EDGE WEALTH
Fort Lauderdale, FL 33301
Some features on this profile are disabled
CRD#: 5549572
TS
Trace ShapiroNEW EDGE WEALTH

Professional summary

Trace Shapiro, who also goes by Trace R Shapiro, Trace Ryan Shapiro, is a registered financial advisor currently at NEW EDGE WEALTH located in Fort Lauderdale, Florida and NEWEDGE SECURITIES, LLC located in Fort Lauderdale, Florida.

Trace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Trace has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Aliases

Trace R Shapiro | Trace Ryan Shapiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trace Shapiro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 1, 2026 - Present

NEW EDGE WEALTH

Office #1: 200 East Las Olas Boulevard 14th , Fort Lauderdale, FL, 33301
RIA
CRD#: 307771
Fort Lauderdale, FL
Current

September 1, 2026 - Present

NEWEDGE SECURITIES, LLC

Office #1: 200 East Las Olas Boulevard 14th Floor, Fort Lauderdale, FL, 33301
BD
CRD#: 10674
Fort Lauderdale, FL
Past

October 26, 2011 - August 31, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FORT LAUDERDALE, FL
Past

October 26, 2011 - August 31, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FORT LAUDERDALE, FL
Past

July 18, 2011 - September 20, 2011

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
JACKSONVILLE, FL
Past

December 23, 2010 - September 19, 2011

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291

RIA
Registered Investment Advisory firm - (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/1/2026)
RR
Florida
(9/1/2026)
IAR
Florida
(9/3/2026)
RR
New York
(9/1/2026)
RR
Pennsylvania
(9/1/2026)
RR
Rhode Island
(9/1/2026)
IAR
Texas
(9/1/2026)
RR
Wisconsin
(9/1/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
IAR
Series 66
Status Unavailable
Passed: 7/14/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 12/29/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 12/22/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Status Unavailable
Passed: 4/7/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Status Unavailable
Passed: 2/10/2014
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

NE
NEW EDGE WEALTH
ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291

RIA
Registered Investment Advisory firm - (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)
Loading...

Contact information

Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
211

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (4/23/2026)
NEWEDGE WEALTH FORM ADV PART 2A FIRM BROCHURE (4/23/2026)

Regulatory assets under management

Total Number of Accounts19,593
AUM (Assets Under Management)$ 19,926,358,801

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025
Cover Page
Report
01/27/2025
Cover Page
Report
12/22/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW EDGE WEALTH

CRD#: 307771Fort Lauderdale, FL 33301

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