Abraham W. Johnson
Professional summary
Abraham William Johnson, who also goes by Abe W Johnson, Abe Johnson, Abraham W Johnson, Abraham Johnson, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Abraham is registered as a RR (Registered Representative) and started their career in finance in 2008. Abraham has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Abraham William Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 N Northsight Blvd, Scottsdale, AZ 85260January 11, 2024 - May 15, 2026
VANDERBILT ADVISORY SERVICES
January 1, 2024 - May 15, 2026
VANDERBILT SECURITIES, LLC
July 1, 2019 - October 12, 2021
LPL FINANCIAL LLC
June 28, 2019 - October 12, 2021
LPL FINANCIAL LLC
July 5, 2012 - July 12, 2017
TD AMERITRADE, INC.
July 5, 2012 - July 12, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 31, 2012 - July 12, 2017
TD AMERITRADE, INC.
February 4, 2010 - October 5, 2011
HORNOR, TOWNSEND & KENT, LLC
August 4, 2008 - December 8, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/1/2024
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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