Kasey J. Chapin

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CRD#: 5549274

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kasey Jon Chapin, CFP® was a registered financial professional .

Kasey is a previously registered financial professional and started their career in finance in 2008. Kasey had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance agency - Non-variable insurance - Non-investment related - independent insurance agent - providing various types insurance services to clients

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Past

August 20, 2018 - July 2, 2024

HI-LINE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 149522

WATERTOWN, SD

Past

August 24, 2010 - August 15, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WATERTOWN, SD

Past

August 18, 2010 - August 15, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WATERTOWN, SD

Past

September 22, 2008 - August 19, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WATERTOWN, SD

Past

September 8, 2008 - August 19, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WATERTOWN, SD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HI-LINE CAPITAL MANAGEMENT, LLC

ANDERSON, MICHAEL | HI-LINE CAPITAL MANAGEMENT, LLC | ANDERSON, MICHAEL EUGENE

CRD#: 149522 / SEC#: 801-87167

RIA

Registered Investment Advisory firm - (4/6/2015 Approved)

South Dakota

Registered Investment Advisory firm - (8/18/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2008

General Securities Representative Examination

Current Firm

HI-LINE CAPITAL MANAGEMENT, LLC

ANDERSON, MICHAEL | HI-LINE CAPITAL MANAGEMENT, LLC | ANDERSON, MICHAEL EUGENE

CRD#: 149522 / SEC#: 801-87167

RIA

Registered Investment Advisory firm - (4/6/2015 Approved)

South Dakota

Registered Investment Advisory firm - (8/18/2015 Terminated)

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Contact information

Main Address

25 1st Ave. Nw, Watertown, SD 57201

Mailing Address

Phone number

(605) 878-0897

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HI-LINE DISCLOSURE BROCHURE AND SUPPLEMENT (3/24/2025)

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 657,780,902

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kasey J. Chapin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HI-LINE CAPITAL MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HI-LINE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2008

SIE

Date: 8/15/2018

Series 7

Date: 9/5/2008

Current Firm

HI-LINE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HI-LINE CAPITAL MANAGEMENT, LLC

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