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JS

Jeanna L. Streiler

MARKETAXESS
New York, NY 10001
Some features on this profile are disabled
CRD#: 5549172
JS

Professional summary

Jeanna Lynn Streiler is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.

Jeanna is registered as a RR (Registered Representative) and started their career in finance in 2009. Jeanna has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeanna Lynn Streiler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2019 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001
BD
CRD#: 44542
New York, NY
Past

October 5, 2010 - November 22, 2016

FIRST CLEARING, LLC

BD
CRD#: 17344
ST. LOUIS, MO
Past

December 14, 2009 - August 7, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/12/2019)
RR
Alaska
(8/12/2019)
RR
Arizona
(8/12/2019)
RR
Arkansas
(8/12/2019)
RR
California
(8/12/2019)
RR
Colorado
(8/12/2019)
RR
Connecticut
(8/12/2019)
RR
Delaware
(8/12/2019)
RR
District of Columbia
(8/12/2019)
RR
Florida
(8/12/2019)
RR
Georgia
(8/12/2019)
RR
Hawaii
(8/12/2019)
RR
Idaho
(8/12/2019)
RR
Illinois
(8/12/2019)
RR
Indiana
(8/12/2019)
RR
Iowa
(8/12/2019)
RR
Kansas
(8/12/2019)
RR
Kentucky
(8/12/2019)
RR
Louisiana
(8/12/2019)
RR
Maine
(5/30/2025)
RR
Maryland
(8/12/2019)
RR
Massachusetts
(8/12/2019)
RR
Michigan
(8/12/2019)
RR
Minnesota
(8/12/2019)
RR
Mississippi
(8/12/2019)
RR
Missouri
(8/12/2019)
RR
Montana
(8/12/2019)
RR
Nebraska
(8/12/2019)
RR
Nevada
(8/12/2019)
RR
New Jersey
(8/12/2019)
RR
New Mexico
(8/12/2019)
RR
New York
(8/12/2019)
RR
North Carolina
(8/12/2019)
RR
North Dakota
(8/12/2019)
RR
Ohio
(8/12/2019)
RR
Oklahoma
(8/12/2019)
RR
Oregon
(8/12/2019)
RR
Pennsylvania
(8/12/2019)
RR
Rhode Island
(8/12/2019)
RR
South Carolina
(8/12/2019)
RR
South Dakota
(8/12/2019)
RR
Texas
(8/12/2019)
RR
Utah
(8/12/2019)
RR
Virgin Islands
(8/12/2019)
RR
Virginia
(8/12/2019)
RR
Washington
(8/12/2019)
RR
West Virginia
(8/12/2019)
RR
Wisconsin
(8/12/2019)
RR
Wyoming
(8/12/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 3/1/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB

CRD#: 44542 / SEC#: , 8-50727

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Hudson Yards 15th Floor, New York, NY 10001
Mailing Address
55 Hudson Yards 15th Floor, New York, NY 10001
Phone number
(212) 813-6000
Established
Delaware since 09/12/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER6980135
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARKETAXESS CORPORATION

CRD#: 44542New York, NY 10001

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